Apart from competition in today’s fast changing environment; capital plays a crucial role in capitalism. Capital contributes to both surviving, and thriving. It helps in the growth of companies, including its usefulness in bringing public visibility with benefits in marketing and getting human resource. Besides visibility, capital also facilitates companies’ sustainability.
While the companies, in order to ease their functioning, growth and expansion requires funds from capital market on regular basis, the Securities and Exchange Board of India (SEBI) regulates the capital market in the country.
The Securities and Exchange Board of India (SEBI), was established on 12th April, 1992 as per the provisions of the SEBI Act, 1992. SEBI has been playing its primary role as the market regulator in India, and also the protector of the interest of the investors. There are SEBI Consultants throughout the country to guide the clients/companies in complete compliance management.
There are some credible SEBI Consultants in India, especially in Mumbai, and new Delhi, with hands-on and evidence-based track record of stock exchange operations and associated roles as per the requirements of the market regulator- SEBI. The teams of a SEBI Consultant has both expertise and experience of working in the capital market for the last several years which has seen a lot of dynamic changes in the Indian economy.
A SEBI Consultant offers a set of comprehensive directions to the clients on the basis of the various rules and regulations of SEBI.SEBI Consultants work closely for National Stock Exchange, Delhi, BSE Limited, and many other regional Stock Exchanges. They work for different groups listed with BSE Limited, and offer various services to meet the specific requirements.
Every listed entity needs to comply with the legal framework which includes several rules, regulations, guidelines, and circulars. The SEBI’s regulatory mechanism includes:
SEBI (Prohibition of Insider Trading) Regulations, 1992.
- SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1997.
- SEBI (ICDR) Regulations, 2009
- SEBI (Delisting of Equity Shares) Regulations, 2009,and
- Takeover Code, Brokers, Right Issue, Bonus Issue, Public Issue, Preferential Allotment, QIP, Delisting Buy Back of shares, Open Offer- Takeover, Delisting, Dematerialization of Shares, Security Law, Portfolio Management Services, Multiple Membership, Consent orders and Appeals before Securities Appellate Tribunal (SAT).
What services does a SEBI Consultant offer?
On the basis of their experience, expertise and extensive knowledge of Indian capital market, SEBI Consultants offer a wide range of specialized services to the clients interested in trading on NSE, BSE, or MSEI. The services of a SEBI Consultant also include identification and reporting on the market opportunities.
In general, the capital market services that a SEBI Consultant provides are as below:
- Representation before the adjudicating bodies,
- Assistance in compliance with SEBI regulations.
- SEBI (SAST) regulations
- Advisory on public/right
- SEBI regulations on Prohibition of Insider Trading
- Security laws, ICDR regulations, and SEBI guidelines,
- Appeal cases, and consent orders
- Take-over, buybacks, delisting, and dematerialization of shares etc.
FAQs related to SEBI Consultant
What Are Fundraising Advisory Services?
SEBI Consultants provide advice on raising Capital through several methods including issue of Equity shares such as IPO/FPO, Right shares, Bonus Shares, preferential allotment of Equity Shares, Sweat Equity Shares, Convertible / Non convertible Debentures & Bonds, besides Joint Venture/ Financial Collaboration, Private Equity Placements, Financial Restructuring of Securities, Delisting and listing of Securities, and Loan Syndicate from Banks / Financial Institutions.
What are IPO’s Advisory Services?
This service refers to the matters on the formation as well as listing of an IPO. It also involves risks analyses, review of advantages, preparation of reports which assesses companies’ investment potential and fund raising options. The services include review of company’s structure and operations, financial due diligence, legal and tax restructuring while preparing for IPO, and meeting Stock Exchanges’ requirements.
Why Choose MUDS?
Muds Management as a SEBI Consultant has a team of top professionals who have years of experience in the Indian Capital Market operations. It assists with its consultancy and advisory Services under the purview of SEBI, and offers complete guidance to the listed companies on SEBI’s various rules and regulations.
If you want trustworthy services from a SEBI Consultant, contact Muds Management, NOW!